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DOL

John Wayne, Public Comments, and The Future of the Fiduciary Rule

After proposing last week to extend the implementation deadline of its fiduciary rule by 60 days, the U.S. Department of Labor has opened a 15-day public comment period for its...

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DOL

DOL Proposes To Delay Fiduciary Rule For 60 Days

The U.S. Department of Labor proposed Wednesday to delay the implementation deadline of its rule regarding fiduciary duty in retirement savings advice by 60 days.

The first...

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DOL

The DOL Rule’s Influence on Financial Services: Insights from an Expert

In a year where the Department of Labor’s fiduciary rule has substantially influenced financial services news and conversations, financial planners may feel more confused than...

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DOL

What 2017 Means for the DOL Rule: An Expert Weighs-In

The U.S. Department of Labor’s fiduciary rule, revered by some financial services experts as a revolutionary shift within the profession  and reviled by others has an...

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DOL

Looking Ahead at the Financial Services Profession Through a Fiduciary Lens

Dr. Craig Lemoine, CFP®, Associate Professor of Financial Services and Director of The American College Granum Center for Financial Security, takes a moment to reflect,...

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DOL

Protect Yourself with the RIGHT DOL Rule Documentation

The U.S. Department of Labor's (DOL) fiduciary rule requires compliance starting in April 2017, when advisors and investment firms must begin properly documenting their actions...

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DOL

Why Should You Care About BICE vs. BICE Lite?

 Merrill Lynch recently announced that they would no longer offer commission-based products in Individual Retirement Accounts (IRAs). Why would Merrill make such a decision?...

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DOL

BICE No More: How the DOL Rule Will Make You Accountable

More content gets published each day about the U.S. Department of Labor’s (DOL) new fiduciary rule and requirements it will place on financial professionals. The rule prohibits...

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Ethics, DOL

The Ethicist: Principles for Serving Clients Post-DOL Rule

The financial services profession can present an array of ethical quandaries and predicaments. The American College of Financial Services offers insight and perspective with...

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